About the Companion Website

This book has a companion website, which can be found at www.wiley.com/go/financialsocial (password: savvy123). This website contains the following assets:

  1. Video Links
  2. Resources:
    • 5 Reasons Social Media Matters to Financial Advisors
    • Model Social Media Policy for Financial Institutions by Stuart Fross
    • 2014 Individual Investors Social Media Behavior Report
  3. Compliance References:
    • 2013 FFICE Guidance on Social Media
    • FINRA Regulatory Notice 10-06
    • FINRA Regulatory Notice 11-39
    • NASD Guide to the Internet for Registered Representatives
    • SEC Guidance on the Testimonial Rule and Social Media, March 2014
    • SEC IM Guidance Update, March 2013
    • SEC National Examination Risk Alert
  4. Contact the Author

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