Acknowledgments

This book was conceived almost three years ago but stalled due to the SEC not finalizing the rules for implementation of Regulation A+ until June of 2015. During this journey so many people helped, inspired, and contributed to this book. We are grateful to all them.

To Dan Zinn and Cromwell Coulson, OTC Markets Group, David Dobkin, ASMZ Capital, and Steven Nelson, Continental Stock Transfer and Trust, for making valuable contributions to Chapter 8 on secondary trading of Reg A+ Securities.

To David Weild IV and Edward Kim of Weild & Co, for providing very insightful data and inputs on reasons for the decline of publicly financed firms in the U.S., plus adding valuable charts and content.

To Rita Fernando and Robert Hutchinson ...

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