CHAPTER 5
The Key Elements of a Reg A+ Offering
Once a company has determined that a Regulation A+ offering is the correct path, the company, which is now a potential Regulation A+ issuer, has several initial decisions to make. If the issuer has engaged a principal underwriter or placement agent, the underwriter or agent may have significant input on these initial decisions. Many of these decisions will occur simultaneously with each other, or at different points in the process for different issuers. Here is a non-exhaustive list of these typical decisions, in no particular order:
- Determination of offering size: If the intended offering size is greater than $20M, an issuer will be required to engage in a Tier 2 offering, with the attendant ...
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