Operational Risk Management

Contents

Preface

Part 1: Operational Risk in The Banking Industry

Chapter 1: Overview and Definition

Introduction

What is Operational Risk?

Important Operational Risk Events

Distinguished From Other Risks

Distinguished From Operations Risk

Boundaries of Operational Risk

Drivers of Operational Risk Management

Integrating Related Disciplines

Summary

Key Terms

Study Guide

Further Reading

Chapter 2: Operational Risk Management Frameworks

Introduction

Operational Risk Management Frameworks

ORM Frameworks and Goals

Summary

Key Terms

Study Guide

Further Reading

Chapter 3: Case Studies

Introduction

Categories of Operational Risk

Lessons in ORM

Summary

Key Terms

Study Guide

Further Reading

Part 2: Operational Risk Planning

Chapter 4: Methods and Tools

Introduction

The ORM Process

Managing Operational Risk

Summary

Key Terms

Study Guide

Further Reading

Chapter 5: Risk Identification

Introduction

Assessing Risk

Categorising Risk

Summary

Key Terms

Study Guide

Further Reading

Chapter 6: Risk Measurement and Assessment

Introduction

Impact and Probability

Value-at-Risk

Loss and Capital Charge

Summary

Key Terms

Study Guide

Further Reading

Part 3: Operational Risk Management

Chapter 7: Risk Control and Mitigation

Introduction

Incident Management

Assumptions, Avoidance, and Transference

Insurance

Internal Controls

Contingency Planning

Summary

Key Terms

Study Guide

Further Reading

Chapter 8: Risk Reporting

Introduction

Risk Profile

Reporting

Incidents and Data Reporting

Summary

Key Terms

Study Guide ...