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Managing Hedge Fund Managers: Quantitative and Qualitative Performance Measures by Edward J. Stavetski

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APPENDIX C
Hedge Fund Manager Due Diligence Questionnaire
Please read the following instructions before completing this questionnaire:
1. All questions must be completed.
2. Type or select answers to each question. The tab key will take you to the next field.
3. If any questions are not applicable or the answer is not available, please answer as N/A.
4. If any answer is larger than the space available, please include it in an attachment that references the page and section number. Answer only the question asked. Any additional information required will be requested.
In addition to a hard copy, please submit an electronic version of this questionnaire on a CD/DVD in Microsoft Word format. Please be sure to include an electronic copy of your firm’s latest Form ADV in Parts I & II.

I. BACKGROUND

a. Firm Name & Address
b. Contacts
c. Ownership & Affiliates
Your firm is organized as a:
List ALL owners of your firm:
Explain owners’ relationship to firm:
List ALL related companies:
Explain related companies’ relationship to firm:
d. Other offices
List the locations where the firm has other offices.
e. History
List names, positions held, and dates of all professional-level personnel hires in the past five years.
List names, positions held, and dates of all professional-level personnel departures in the past five years.
Provide information pertaining to any organizational changes that have occurred during the past 10 years that a prudent investment professional would consider significant.
f. ...

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