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Learning Java, 4th Edition

Cover of Learning Java, 4th Edition by Daniel Leuck... Published by O'Reilly Media, Inc.
  1. Learning Java
  2. Preface
    1. Who Should Read This Book
    2. New Developments
      1. New in This Edition (Java 6 and 7)
    3. Using This Book
    4. Online Resources
    5. Conventions Used in This Book
    6. Using Code Examples
    7. Safari® Books Online
    8. How to Contact Us
    9. Acknowledgments
  3. 1. A Modern Language
    1. Enter Java
      1. Java’s Origins
      2. Growing Up
    2. A Virtual Machine
    3. Java Compared with Other Languages
    4. Safety of Design
      1. Simplify, Simplify, Simplify...
      2. Type Safety and Method Binding
      3. Incremental Development
      4. Dynamic Memory Management
      5. Error Handling
      6. Threads
      7. Scalability
    5. Safety of Implementation
      1. The Verifier
      2. Class Loaders
      3. Security Managers
    6. Application and User-Level Security
    7. A Java Road Map
      1. The Past: Java 1.0–Java 1.6
      2. The Present: Java 7
      3. The Future
      4. Availability
  4. 2. A First Application
    1. Java Tools and Environment
    2. Configuring Eclipse and Creating a Project
      1. Importing the Learning Java Examples
    3. HelloJava
      1. Classes
      2. The main() Method
      3. Classes and Objects
      4. Variables and Class Types
      5. HelloComponent
      6. Inheritance
      7. The JComponent Class
      8. Relationships and Finger Pointing
      9. Package and Imports
      10. The paintComponent() Method
    4. HelloJava2: The Sequel
      1. Instance Variables
      2. Constructors
      3. Events
      4. The repaint() Method
      5. Interfaces
    5. HelloJava3: The Button Strikes!
      1. Method Overloading
      2. Components
      3. Containers
      4. Layout
      5. Subclassing and Subtypes
      6. More Events and Interfaces
      7. Color Commentary
      8. Static Members
      9. Arrays
      10. Our Color Methods
    6. HelloJava4: Netscape’s Revenge
      1. Threads
      2. The Thread Class
      3. The Runnable Interface
      4. Starting the Thread
      5. Running Code in the Thread
      6. Exceptions
      7. Synchronization
  5. 3. Tools of the Trade
    1. JDK Environment
    2. The Java VM
    3. Running Java Applications
      1. System Properties
    4. The Classpath
      1. javap
    5. The Java Compiler
    6. JAR Files
      1. File Compression
      2. The jar Utility
      3. The pack200 Utility
    7. Policy Files
      1. The Default Security Manager
      2. The policytool Utility
      3. Using a Policy File with the Default Security Manager
  6. 4. The Java Language
    1. Text Encoding
      1. Javadoc Comments
    3. Types
      1. Primitive Types
      2. Reference Types
      3. A Word About Strings
    4. Statements and Expressions
      1. Statements
      2. Expressions
    5. Exceptions
      1. Exceptions and Error Classes
      2. Exception Handling
      3. Bubbling Up
      4. Stack Traces
      5. Checked and Unchecked Exceptions
      6. Throwing Exceptions
      7. try Creep
      8. The finally Clause
      9. Try with Resources
      10. Performance Issues
    6. Assertions
      1. Enabling and Disabling Assertions
      2. Using Assertions
    7. Arrays
      1. Array Types
      2. Array Creation and Initialization
      3. Using Arrays
      4. Anonymous Arrays
      5. Multidimensional Arrays
      6. Inside Arrays
  7. 5. Objects in Java
    1. Classes
      1. Accessing Fields and Methods
      2. Static Members
    2. Methods
      1. Local Variables
      2. Shadowing
      3. Static Methods
      4. Initializing Local Variables
      5. Argument Passing and References
      6. Wrappers for Primitive Types
      7. Autoboxing and Unboxing of Primitives
      8. Variable-Length Argument Lists
      9. Method Overloading
    3. Object Creation
      1. Constructors
      2. Working with Overloaded Constructors
      3. Static and Nonstatic Initializer Blocks
    4. Object Destruction
      1. Garbage Collection
      2. Finalization
      3. Weak and Soft References
    5. Enumerations
      1. Enum Values
      2. Customizing Enumerations
  8. 6. Relationships Among Classes
    1. Subclassing and Inheritance
      1. Shadowed Variables
      2. Overriding Methods
      3. Special References: this and super
      4. Casting
      5. Using Superclass Constructors
      6. Full Disclosure: Constructors and Initialization
      7. Abstract Methods and Classes
    2. Interfaces
      1. Interfaces as Callbacks
      2. Interface Variables
      3. Subinterfaces
    3. Packages and Compilation Units
      1. Compilation Units
      2. Package Names
      3. Class Visibility
      4. Importing Classes
    4. Visibility of Variables and Methods
      1. Basic Access Modifiers
      2. Subclasses and Visibility
      3. Interfaces and Visibility
    5. Arrays and the Class Hierarchy
      1. ArrayStoreException
    6. Inner Classes
      1. Inner Classes as Adapters
      2. Inner Classes Within Methods
  9. 7. Working with Objects and Classes
    1. The Object Class
      1. Equality and Equivalence
      2. Hashcodes
      3. Cloning Objects
    2. The Class Class
    3. Reflection
      1. Modifiers and Security
      2. Accessing Fields
      3. Accessing Methods
      4. Accessing Constructors
      5. What About Arrays?
      6. Accessing Generic Type Information
      7. Accessing Annotation Data
      8. Dynamic Interface Adapters
      9. What Is Reflection Good For?
    4. Annotations
      1. Using Annotations
      2. Standard Annotations
      3. The apt Tool
  10. 8. Generics
    1. Containers: Building a Better Mousetrap
      1. Can Containers Be Fixed?
    2. Enter Generics
      1. Talking About Types
    3. “There Is No Spoon”
      1. Erasure
      2. Raw Types
    4. Parameterized Type Relationships
      1. Why Isn’t a List<Date> a List<Object>?
    5. Casts
    6. Writing Generic Classes
      1. The Type Variable
      2. Subclassing Generics
      3. Exceptions and Generics
      4. Parameter Type Limitations
    7. Bounds
      1. Erasure and Bounds (Working with Legacy Code)
    8. Wildcards
      1. A Supertype of All Instantiations
      2. Bounded Wildcards
      3. Thinking Outside the Container
      4. Lower Bounds
      5. Reading, Writing, and Arithmetic
      6. <?>, <Object>, and the Raw Type
      7. Wildcard Type Relationships
    9. Generic Methods
      1. Generic Methods Introduced
      2. Type Inference from Arguments
      3. Type Inference from Assignment Context
      4. Explicit Type Invocation
      5. Wildcard Capture
      6. Wildcard Types Versus Generic Methods
    10. Arrays of Parameterized Types
      1. Using Array Types
      2. What Good Are Arrays of Generic Types?
      3. Wildcards in Array Types
    11. Case Study: The Enum Class
    12. Case Study: The sort() Method
    13. Conclusion
  11. 9. Threads
    1. Introducing Threads
      1. The Thread Class and the Runnable Interface
      2. Controlling Threads
      3. Death of a Thread
    2. Threading an Applet
      1. Issues Lurking
    3. Synchronization
      1. Serializing Access to Methods
      2. Accessing class and instance Variables from Multiple Threads
      3. The wait() and notify() Methods
      4. Passing Messages
      5. ThreadLocal Objects
    4. Scheduling and Priority
      1. Thread State
      2. Time-Slicing
      3. Priorities
      4. Yielding
    5. Thread Groups
      1. Working with ThreadGroups
      2. Uncaught Exceptions
    6. Thread Performance
      1. The Cost of Synchronization
      2. Thread Resource Consumption
    7. Concurrency Utilities
      1. Executors
      2. Locks
      3. Synchronization Constructs
      4. Atomic Operations
    8. Conclusion
  12. 10. Working with Text
    1. Text-Related APIs
    2. Strings
      1. Constructing Strings
      2. Strings from Things
      3. Comparing Strings
      4. Searching
      5. Editing
      6. String Method Summary
      7. StringBuilder and StringBuffer
    3. Internationalization
      1. The java.util.Locale Class
      2. Resource Bundles
    4. Parsing and Formatting Text
      1. Parsing Primitive Numbers
      2. Tokenizing Text
    5. Printf-Style Formatting
      1. Formatter
      2. The Format String
      3. String Conversions
      4. Primitive and Numeric Conversions
      5. Flags
      6. Miscellaneous
    6. Formatting with the java.text Package
      1. MessageFormat
    7. Regular Expressions
      1. Regex Notation
      2. The java.util.regex API
  13. 11. Core Utilities
    1. Math Utilities
      1. The java.lang.Math Class
      2. Big/Precise Numbers
      3. Floating-Point Components
      4. Random Numbers
    2. Dates and Times
      1. Working with Calendars
      2. Time Zones
      3. Parsing and Formatting with DateFormat
      4. Printf-Style Date and Time Formatting
    3. Timers
    4. Collections
      1. The Collection Interface
      2. Iterator
      3. Collection Types
      4. The Map Interface
      5. Collection Implementations
      6. Hash Codes and Key Values
      7. Synchronized and Unsynchronized Collections
      8. Read-Only and Read-Mostly Collections
      9. WeakHashMap
      10. EnumSet and EnumMap
      11. Sorting Collections
      12. A Thrilling Example
    5. Properties
      1. Loading and Storing
      2. System Properties
    6. The Preferences API
      1. Preferences for Classes
      2. Preferences Storage
      3. Change Notification
    7. The Logging API
      1. Overview
      2. Logging Levels
      3. A Simple Example
      4. Logging Setup Properties
      5. The Logger
      6. Performance
    8. Observers and Observables
  14. 12. Input/Output Facilities
    1. Streams
      1. Basic I/O
      2. Character Streams
      3. Stream Wrappers
      4. Pipes
      5. Streams from Strings and Back
      6. Implementing a Filter Stream
    2. File I/O
      1. The Class
      2. File Streams
      3. RandomAccessFile
      4. Resource Paths
    3. The NIO File API
      1. FileSystem and Path
      2. NIO File Operations
      3. Directory Operations
      4. Watching Paths
    4. Serialization
      1. Initialization with readObject()
      2. SerialVersionUID
    5. Data Compression
      1. Archives and Compressed Data
      2. Decompressing Data
      3. Zip Archive As a Filesystem
    6. The NIO Package
      1. Asynchronous I/O
      2. Performance
      3. Mapped and Locked Files
      4. Channels
      5. Buffers
      6. Character Encoders and Decoders
      7. FileChannel
      8. Scalable I/O with NIO
  15. 13. Network Programming
    1. Sockets
      1. Clients and Servers
      2. author="pat” timestamp="20120926T110720-0500” comment="one of those sections I hate to get rid of but is less relevant in terms of the example... should probably find a more modern example...”The DateAtHost Client
      3. The TinyHttpd Server
      4. Socket Options
      5. Proxies and Firewalls
    2. Datagram Sockets
      1. author="pat” timestamp="20120926T141346-0500” comment="I actually rewrote this as a standalone client but then decided to leave it as an applet”The HeartBeat Applet
      2. InetAddress
    3. Simple Serialized Object Protocols
      1. A Simple Object-Based Server
    4. Remote Method Invocation
      1. Real-World Usage
      2. Remote and Nonremote Objects
      3. An RMI Example
      4. RMI and CORBA
    5. Scalable I/O with NIO
      1. Selectable Channels
      2. Using Select
      3. LargerHttpd
      4. Nonblocking Client-Side Operations
  16. 14. Programming for the Web
    1. Uniform Resource Locators (URLs)
    2. The URL Class
      1. Stream Data
      2. Getting the Content as an Object
      3. Managing Connections
      4. Handlers in Practice
      5. Useful Handler Frameworks
    3. Talking to Web Applications
      1. Using the GET Method
      2. Using the POST Method
      3. The HttpURLConnection
      4. SSL and Secure Web Communications
      5. URLs, URNs, and URIs
    4. Web Services
      1. XML-RPC
      2. WSDL
      3. The Tools
      4. The Weather Service Client
  17. 15. Web Applications and Web Services
    1. Web Application Technologies
      1. Page-Oriented Versus “Single Page” Applications
      2. JSPs
      3. XML and XSL
      4. Web Application Frameworks
      5. Google Web Toolkit
      6. HTML5, AJAX, and More...
    2. Java Web Applications
      1. The Servlet Lifecycle
      2. Servlets
      3. The HelloClient Servlet
      4. The Servlet Response
      5. Servlet Parameters
      6. The ShowParameters Servlet
      7. User Session Management
      8. The ShowSession Servlet
      9. The ShoppingCart Servlet
      10. Cookies
      11. The ServletContext API
      12. Asynchronous Servlets
    3. WAR Files and Deployment
      1. Configuration with web.xml and Annotations
      2. URL Pattern Mappings
      3. Deploying HelloClient
      4. Error and Index Pages
      5. Security and Authentication
      6. Protecting Resources with Roles
      7. Secure Data Transport
      8. Authenticating Users
      9. Procedural Authorization
    4. Servlet Filters
      1. A Simple Filter
      2. A Test Servlet
      3. Declaring and Mapping Filters
      4. Filtering the Servlet Request
      5. Filtering the Servlet Response
    5. Building WAR Files with Ant
      1. A Development-Oriented Directory Layout
      2. Deploying and Redeploying WARs with Ant
    6. Implementing Web Services
      1. Defining the Service
      2. Our Echo Service
      3. Using the Service
      4. Data Types
    7. Conclusion
  18. 16. Swing
    1. Components
      1. Peers and Look-and-Feel
      2. The MVC Framework
      3. Painting
      4. Enabling and Disabling Components
      5. Focus, Please
      6. Other Component Methods
      7. Layout Managers
      8. Insets
      9. Z-Ordering (Stacking Components)
      10. The revalidate() and doLayout() Methods
      11. Managing Components
      12. Listening for Components
      13. Windows, Frames and Splash Screens
      14. Other Methods for Controlling Frames
      15. Content Panes
      16. Desktop Integration
    2. Events
      1. Event Receivers and Listener Interfaces
      2. Event Sources
      3. Event Delivery
      4. Event Types
      5. The java.awt.event.InputEvent Class
      6. Mouse and Key Modifiers on InputEvents
      7. Focus Events
    3. Event Summary
      1. Adapter Classes
      2. Dummy Adapters
    4. The AWT Robot!
    5. Multithreading in Swing
  19. 17. Using Swing Components
    1. Buttons and Labels
      1. HTML Text in Buttons and Labels
    2. Checkboxes and Radio Buttons
    3. Lists and Combo Boxes
    4. The Spinner
    5. Borders
    6. Menus
    7. Pop-Up Menus
      1. Component-Managed Pop Ups
    8. The JScrollPane Class
    9. The JSplitPane Class
    10. The JTabbedPane Class
    11. Scrollbars and Sliders
    12. Dialogs
      1. File Selection Dialog
      2. The Color Chooser
  20. 18. More Swing Components
    1. Text Components
      1. The TextEntryBox Application
      2. Formatted Text
      3. Filtering Input
      4. Validating Data
      5. Say the Magic Word
      6. Sharing a Data Model
      7. HTML and RTF for Free
      8. Managing Text Yourself
    2. Focus Navigation
      1. Trees
      2. Nodes and Models
      3. Save a Tree
      4. Tree Events
      5. A Complete Example
    3. Tables
      1. A First Stab: Freeloading
      2. Round Two: Creating a Table Model
      3. Round Three: A Simple Spreadsheet
      4. Sorting and Filtering
      5. Printing JTables
    4. Desktops
    5. Pluggable Look-and-Feel
    6. Creating Custom Components
      1. Generating Events
      2. A Dial Component
      3. Model and View Separation
  21. 19. Layout Managers
    1. FlowLayout
    2. GridLayout
    3. BorderLayout
    4. BoxLayout
    5. CardLayout
    6. GridBagLayout
      1. The GridBagConstraints Class
      2. Grid Coordinates
      3. The fill Constraint
      4. Spanning Rows and Columns
      5. Weighting
      6. Anchoring
      7. Padding and Insets
      8. Relative Positioning
      9. Composite Layouts
    7. Other Layout Managers
    8. Absolute Positioning
  22. 20. Drawing with the 2D API
    1. The Big Picture
    2. The Rendering Pipeline
    3. A Quick Tour of Java 2D
      1. Filling Shapes
      2. Drawing Shape Outlines
      3. Convenience Methods
      4. Drawing Text
      5. Drawing Images
      6. The Whole Iguana
    4. Filling Shapes
      1. Solid Colors
      2. Color Gradients
      3. Textures
      4. Desktop Colors
    5. Stroking Shape Outlines
    6. Using Fonts
      1. Font Metrics
    7. Displaying Images
      1. The Image Class
      2. Image Observers
      3. Scaling and Size
    8. Drawing Techniques
      1. Double Buffering
      2. Limiting Drawing with Clipping
      3. Offscreen Drawing
    9. Printing
  23. 21. Working with Images and Other Media
    1. Loading Images
      1. ImageObserver
      2. MediaTracker
      3. ImageIcon
      4. ImageIO
    2. Producing Image Data
      1. Drawing Animations
      2. BufferedImage Anatomy
      3. Color Models
      4. Creating an Image
      5. Updating a BufferedImage
    3. Filtering Image Data
      1. How ImageProcessor Works
      2. Converting an Image to a BufferedImage
      3. Using the RescaleOp Class
      4. Using the AffineTransformOp Class
    4. Saving Image Data
    5. Simple Audio
    6. Java Media Framework
  24. 22. JavaBeans
    1. What’s a Bean?
      1. What Constitutes a Bean?
    2. The NetBeans IDE
      1. Installing and Running NetBeans
    3. Properties and Customizers
    4. Event Hookups and Adapters
      1. Taming the Juggler
      2. Molecular Motion
    5. Binding Properties
      1. Constraining Properties
    6. Building Beans
      1. The Dial Bean
      2. Design Patterns for Properties
    7. Limitations of Visual Design
    8. Serialization Versus Code Generation
    9. Customizing with BeanInfo
      1. Getting Properties Information
    10. Handcoding with Beans
      1. Bean Instantiation and Type Management
      2. Working with Serialized Beans
      3. Runtime Event Hookups with Reflection
    11. BeanContext and BeanContextServices
    12. The Java Activation Framework
    13. Enterprise JavaBeans and POJO-Based Enterprise Frameworks
  25. 23. Applets
    1. The Politics of Browser-Based Applications
    2. Applet Support and the Java Plug-in
    3. The JApplet Class
      1. Applet Lifecycle
      2. The Applet Security Sandbox
      3. Getting Applet Resources
      4. The <applet> Tag
      5. Attributes
      6. Parameters
      7. ¿Habla Applet?
      8. The Complete <applet> Tag
      9. Loading Class Files
      10. Packages
      11. appletviewer
    4. Java Web Start
    5. Conclusion
  26. 24. XML
    1. The Butler Did It
    2. A Bit of Background
      1. Text Versus Binary
      2. A Universal Parser
      3. The State of XML
      4. The XML APIs
      5. XML and Web Browsers
    3. XML Basics
      1. Attributes
      2. XML Documents
      3. Encoding
      4. Namespaces
      5. Validation
      6. HTML to XHTML
    4. SAX
      1. The SAX API
      2. Building a Model Using SAX
      3. XMLEncoder/Decoder
    5. DOM
      1. The DOM API
      2. Test-Driving DOM
      3. Generating XML with DOM
      4. JDOM
    6. XPath
      1. Nodes
      2. Predicates
      3. Functions
      4. The XPath API
      5. XMLGrep
    7. XInclude
      1. Enabling XInclude
    8. Validating Documents
      1. Using Document Validation
      2. DTDs
      3. XML Schema
      4. The Validation API
    9. JAXB Code Binding and Generation
      1. Annotating Our Model
      2. Generating a Java Model from an XML Schema
      3. Generating an XML Schema from a Java Model
    10. Transforming Documents with XSL/XSLT
      1. XSL Basics
      2. Transforming the Zoo Inventory
      3. XSLTransform
      4. XSL in the Browser
    11. Web Services
    12. The End of the Book
  27. A. The Eclipse IDE
    1. The IDE Wars
    2. Getting Started with Eclipse
      1. Importing the Learning Java Examples
    3. Using Eclipse
      1. Getting at the Source
      2. The Lay of the Land
      3. Running the Examples
      4. Building the Ant-Based Examples
      5. Loner Examples
    4. Eclipse Features
      1. Coding Shortcuts
      2. Autocorrection
      3. Refactoring
      4. Diffing Files
      5. Organizing Imports
      6. Formatting Source Code
    5. Conclusion
  28. B. BeanShell: Java Scripting
    1. Running BeanShell
    2. Java Statements and Expressions
      1. Imports
    3. BeanShell Commands
    4. Scripted Methods and Objects
      1. Scripting Interfaces and Adapters
    5. Changing the Classpath
    6. Learning More . . .
  29. Glossary
  30. Index
  31. About the Authors
  32. Colophon
  33. Copyright

XML Basics

The basic syntax of XML is extremely simple. If you’ve worked with HTML, you’re already halfway there. As with HTML, XML represents information as text using tags to add structure. A tag begins with a name sandwiched between less than (<) and greater than (>) characters. Unlike HTML, XML tags must always be balanced; in other words, an opening tag must always be followed by a closing tag. A closing tag looks just like the opening tag but starts with a less than sign and a slash (</). An opening tag, closing tag, and any content in between are collectively referred to as an element of the XML document. Elements can contain other elements, but they must be properly nested (all tags started within an element must be closed before the element itself is closed). Elements can also contain plain text or a mixture of elements and text (called mixed content). Comments are enclosed between <!— and —> markers. Here are a few examples:

<!-- Simple -->
<Sentence>This is text.</Sentence>

<!-- Element -->
<Paragraph><Sentence>This is text.</Sentence></Paragraph>

<!-- Mixed -->
        <Sentence>This <verb>is</verb> text.</Sentence>

<!-- Empty -->

An empty tag can be written more compactly in a special form using a single tag ending with a slash and a greater-than sign (/>):



An XML element can contain attributes, which are simple name-value pairs supplied inside the start tag.

<Document type="LEGAL"id="42">...</Document>
<Image name="truffle.jpg"/>

The attribute value must always be enclosed in quotes. You can use double (") or single (') quotes. Single quotes are useful if the value contains double quotes.

Attributes are intended to be used for simple, unstructured properties or compact identifiers associated with the element data. It is always possible to make an attribute into a child element, so, strictly speaking, there is no real need for attributes. But they often make the XML easier to read and more logical. In the case of the Document element in our preceding snippet, the attributes type and ID represent metadata about the document. We might expect that a Java class representing the Document would have an enumeration of document types such as LEGAL. In the case of the Image element, the attribute is simply a more compact way of including the filename. As a rule, attributes should be compact, with little significant internal structure (URLs push the envelope); by contrast, child elements can have arbitrary complexity.

The id attribute in the previous example may have special significance when used with a corresponding idref attribute. Together, these standard attributes are used with document validation to enforce referential integrity in documents. When validated, an id attribute value must be unique within the document and an idref attribute value must refer to a valid id within the document.

XML Documents

An XML document begins with a header like the following and one root element:

<?xml version="1.0" encoding="UTF-8"?>

The header identifies the version of XML and the character encoding used. The root element is simply the top of the element hierarchy, which can be considered a tree. If you omit this header or have XML text without a single root element (as in our earlier simple examples), technically what you have is called an XML fragment.


The default encoding for an XML document is UTF-8, the ASCII-friendly 8-bit Unicode encoding. This encoding preserves ASCII values, so English text is unaltered by it. It also allows Unicode values to be stored in a reasonably efficient way. An XML document may specify another encoding using the encoding attribute of the XML header.

Within an XML document, certain characters are necessarily sacrosanct: for example, the < and > characters that indicate element tags. When you need to include these in your text, you must encode them. XML provides an escape mechanism called “entities” that allows for encoding special structures. XML has five predefined entities, as shown in Table 24-1.

Table 24-1. XML entities




& (ampersand)


< (less than)


> (greater than)


" (quotation mark)


' (apostrophe)

An alternative to encoding text in this way is to use a special “unparsed” section of text called a character data (CDATA) section. A CDATA section starts with the cryptic string <![CDATA[ and ends with ]]>, like this:

<![CDATA[  Learning Java, O'Reilly & Associates ]]>

The CDATA section looks a little like a comment, but the data is still part of the document, just opaque to the parser.

There is one more alternative, which is to use a special <include> directive to include the contents of a URL or file either as pre-escaped text or optionally parsed as XML. XML includes are very convenient, and we’ll talk about them later in this chapter.


You’ve probably seen that HTML has a <body> tag that is used to structure web pages. Suppose for a moment that we are writing XML for a funeral home that also uses the tag <body> for some other, more macabre, purpose. This could be a problem if we want to mix HTML with our mortuary information.

If you consider HTML and the funeral home tags to be languages in this case, the elements (tag names) used in a document are really the vocabulary of those languages. An XML namespace is a way of saying whose dictionary you are using for a given element, allowing us to mix them freely. (Later, we’ll talk about XML Schemas, which enforce the grammar and syntax of the language.)

A namespace is specified with the xmlns attribute, whose value is a Uniform Resource Identifier (URI) that uniquely defines the set (and usually the meaning) of tags from that namespace:

<element xmlns="namespaceURI">

Recall from Chapter 14 that a URI is not necessarily a URL. URIs are more general than URLs. In practical terms, a URI is to be treated as a unique string. Often, the URI is in fact also a URL for a document describing the namespace, but when true it is only by convention.

An xmlns namespace attribute can be applied to an element and affects all its (nested) children; this is called a default namespace for the element:

<body xmlns="">

Often it is desirable to mix and match namespaces on a tag-by-tag basis. To do this, we can use the special xmlns attribute to define a special identifier for the namespace and use that identifier as a prefix on the tags in question. For example:

<funeral xmlns:fun="">
     <fun:body>Corpse #42</fun:body>

In the preceding snippet of XML, we’ve qualified the body tag with the prefix “fun:”, which we defined in the <funeral> tag. In this case, we should qualify the root tag as well, reflexively:

<fun:funeral xmlns:fun="">

The XML parser factories supplied with Java have a switch to specify whether you want the parser to interpret namespaces. This switch defaults to off for historical reasons.

parserFactory.setNamespaceAware( true );

We’ll talk more about parsing in the sections on SAX and DOM later in this chapter.


A document that conforms to the basic rules of XML with proper encoding and balanced tags is called a well-formed document. Just because a document is syntactically correct, however, doesn’t mean that it makes sense. Two related sets of tools, DTDs and XML Schemas, define ways to provide a grammar for your XML elements. They allow you to create syntactic rules, such as “a City element can appear only once inside an Address element and comes before a State element.” XML Schema goes further to provide a flexible language for describing the validity of data content of the tags, including both simple and compound data types made of numbers and strings.

A document that is checked against a DTD or XML Schema description and follows the rules is called a valid document. A document can be well formed without being valid, but not vice versa.


To speak very loosely, we could say that the most popular and widely used form of XML in the world today is HTML. The terminology is loose because HTML is not really well-formed XML. HTML tags violate XML’s rule forbidding unbalanced elements; the common <p> tag is typically used without a closing tag, for example. HTML attributes also don’t require quotes. XML tags are also case-sensitive; <P> and <p> are two different tags in XML. We could generously say that HTML is “forgiving” with respect to details like this, but as a developer, you know that sloppy syntax results in ambiguity. XHTML is an alternate, strict XML version of HTML that is clear and unambiguous. This form of HTML works in modern browsers. Fortunately, if you want to switch, you don’t have to manually clean up all your HTML documents; Tidy is an open source program that automatically converts HTML to XHTML, validates it, and corrects common mistakes.

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